Vision

To empower investors with transparent, research-driven, and ethical investment advisory services that promote informed decision-making, capital protection, and sustainable long-term wealth creation.

Mission

Our mission is to ensure every investor receives suitable investment guidance based on their financial goals, risk appetite, and market understanding, while maintaining the highest standards of integrity, compliance, and investor awareness.

Nature of Business Conducted

• Client Agreement: A formal agreement is executed with every client, clearly outlining scope of services, fees, disclosures, and confidentiality terms.
• KYC Compliance: Client onboarding is completed in accordance with applicable KYC and regulatory requirements.
• Risk Profiling & Suitability: Investment advice is provided only after conducting a comprehensive risk profiling and suitability assessment.
• Qualified Personnel: Advisory services are rendered only by qualified and trained professionals.
• Transparency: Complete disclosure of business details, registration information, and communication channels is maintained.
• Record Maintenance: Records of client interactions and advisory communications are preserved as per regulatory norms.
• Audit & Compliance: Periodic internal checks and audits are conducted to ensure regulatory compliance.

Services Provided to Investors

• Transparent client onboarding and documentation process
• Risk assessment and suitability-based advisory services
• Clear disclosure of fees, limitations, and advisory scope
• Timely communication of market insights and research updates
• No access to or control over client trading or demat accounts

Grievance Redressal Mechanism

1. Investors are encouraged to first raise grievances directly with Wealtharaa. We strive to resolve complaints within a reasonable timeframe.
2. If unresolved, investors may escalate complaints to SEBI through the SCORES platform (SEBI Complaints Redress System).
3. Complaints may also be sent via post to the Office of Investor Assistance and Education, SEBI, Mumbai.

Investor Responsibilities – Do’s

• Engage only with SEBI-registered investment advisers.
• Verify registration details before availing advisory services.
• Ensure risk profiling is conducted before accepting advice.
• Pay advisory fees only through official banking channels.
• Read all agreements, disclosures, and communications carefully.
• Evaluate risks, liquidity, and suitability before investing.
• Remain cautious of unsolicited tips or guaranteed return promises.

Investor Responsibilities – Don’ts

• Do not fall for assured or unrealistic return claims.
• Never share trading, demat, or banking credentials.
• Do not transfer funds directly to advisers for investment.
• Avoid acting on rumors, social media tips, or unverified sources.
• Do not make investment decisions under pressure or urgency.